Quarterly Compliance Briefing: Winter 2019
Tuesday, December 10, 2019
11:00 am – 1:00 pm Eastern

Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task.

Topics Covered:

• Status of HMDA proposals – thresholds and data element reporting
• Status of DFA 1071 small business reporting rule – symposium
• FTC guidance on social media “influencers” and testimonials
• Annual adjustments for Regs. Z and M
• Publication of the new Uniform Residential Loan Application (URLA)
• BSA modernization actions in Congress
• Interest rate exportation rules
• Amendments to the California Consumer Privacy Act (CCPA)
• CFPB’s semi-annual report to Congress
• HMDA FIG for 2020
• SAFE Act FAQs

Who Should Attend?   

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

Speaker:

Carl Pry

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Managing Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Attendance verification for CE credits provided upon request.

Webinar Sponsored by Total Training Solutions

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.